Processing trades is easy and efficient with WealthServ's ability to place trades electronically. Our interactive connection to FundServ allows both advisors and back office staff to easily track trades through an automated workflow designed to fit your organizational structure and needs.
Full reconciliation and ability to make complex commission payout grids are easily performed in WealthServ. You can even link advisor data from our WealthServ Insurance platform for a more comprehensive advisor ledger.
WealthServ Investments back office tiered compliance module helps mitigate risk by identifying trades that need to be reviewed and monitors compliance issues such as validation of broker license checks to safeguard against possible compliance problems.
WealthServ Investments helps to ensure more accurate record-keeping through various forms of data validation, making sure that duplicates and bad data are addressed accordingly. Also, with the integration of electronic non-financial updates such as changes of address, you can ensure that your book of business is kept up-to-date with the most recent client information.
We understand the importance of tracking all aspects of your business and at all levels. Our reporting functionality allows data to be easily extracted how and when you want to see it. Reports can be automated to run in batches or pulled on-the-fly in various formats for easy viewing and distribution.